儒家传播哲学(Confucianism as Philosophy of Communication)

作者:贾文山   发布时间:2022-11-26 09:28   文章来源:   点击数:

文章来源:Jia W. Confucianism[J]. The International Encyclopedia of Communication Theory and Philosophy, 2016: 1-7.

As a mainstream tradition in Chinese thought, Confucianism is typically credited as a political philosophy, a social philosophy, or a substitute for religion in traditional fields of academic studies such as sinology, China studies, and Asian studies. Since the late 1800s, beginning with Arthur Smith (1894), and particularly since the 1950s, the expan- sion of social science disciplines into China and East Asia has been coupled with the indigenization of various social science disciplines such as anthropology, sociology, and psychology. Such indigenization has generated many research programs which have consistently documented the contemporary real-life impact of Confucianism on the general culture, consisting of psychological and behavioral dimensions of East Asians and East Asian societies’ social-political structure. Since the early 1990s, a growing body of research on communication by East Asians and in East Asian societies has identi- fied various East Asian communication patterns, styles, concepts, and theories in close connection to Confucianism. With an interdisciplinary perspective, this entry synthe- sizes the relevant scholarly literature on the Confucian classics with reference to various social science research findings in an attempt to construct a coherent philosophy of communication—a Confucian philosophy of communication.

Confucianism as a philosophy of communication

Confucianism is inherently and inevitably a philosophy of communication since Confucianism is a form of communalism. “Listening, speaking, singing, dancing, performing the rites, all are forms of communication. Communication, so construed, is central to the understanding of Confucius” (Hall & Ames, 1987, p. 255). Permeating the Analects of Confucius or Lunyu, the bible of Confucianism, which recorded most of the original remarks and ideas of the Confucian philosophy by its founder Confucius (or Kongzi) and his disciples, is a coherent system of thinking about communication. Hall and Ames (1987) further argue that the Confucian concept of personhood itself is the nexus of interpersonal communication. Most of the Confucian concepts have an etymology of interpersonal communication. For example, zhi, a Chinese character, which means “to realize” or “to get to know,” in itself has a mouth radical (another Chinese character) which indicates verbal articulation. Zhengming or “to properly name things,” is another Confucian concept which emphasizes the performative and constructive force of language and communication in creating social order. For example, in 13.3 of Analects of Confucius, Zilu said,

“If the ruler of Wei were to entrust you with governance of his state, what would be your first pri- ority?” The Master said, “Most certainly, it would be to rectify names.” Zilu said, “Is that so? How strange of you! How would this set things right?” The Master said, “What a boor you are, Yóu! Ajunzi keeps silence about things he doesn’t understand. If names are not right then speech does not accord with things; if speech is not in accord with things, then affairs cannot be successful; when affairs are not successful, li and music do not flourish; when li and music do not flourish, then sanctions and punishments miss their mark; when sanctions and punishments miss their mark, the people have no place to set their hands and feet.” Therefore, when a junzi gives things names, they may be properly spoken of, and what is said may be properly enacted. With regard to speech, thejunzi permits no carelessness. (Eno, 2010, pp. 66–67)

This form of communalism celebrates a lifelong daily process of moral human bet- terment from an uncultured (“petty”) personhood (xiaoren) to a morally exemplary person (junzi) and even a sage (shengren) through a communicative-performative sequence of daily (inter)acts such as self-cultivation and self-discipline in the form of socially reciprocal (yi) ritual action (li). Such ritual action is expected to be civic, that is, polite, considerate, and amiable (Kupperman, 2010). “The process of becoming an exemplary person in Confucian thought entails both the dissolution of a delimiting and retarding distinction between self and other, and the active integration of this liberated self into the social field through the disclosure of yi” (Hall & Ames, 1987, p. 93). Junzi, or “authoritative humanity, is attainable only in a communal context through interpersonal exchange” (Hall & Ames, pp. 115–116).

This li-yi focused form of communication is a social process of meaning-making, person-making, and social order creation which constitutes the very foundation of a civic state. Confucius stated in 4.13 of Analects: “Can li and deference be employed to manage a state? What is there to this? If one cannot use li and deference to manage a state, what can one do with li?” (Eno, 2010a, p. 15). The Confucian communication also seeks to reach the state of harmony in sync with the laws of the cosmos (the Dao). There- fore, to Confucius, communication is coparticipation in the process of humanizing or civilizing, which in turn harmonizes human relations.

For the goal and purpose of social harmony, besides practicing the li-yi communi- cation, every member of the family, workplace, and society, from paupers to members of the royalty, is expected to cultivate benevolence (ren), acquire knowledge-wisdom (zhi), and build mutual trust (xin) in the network of at least five ethical human relations (wulun guanxi) consisting of the father–son, emperor–minister, husband–wife, elder brother–younger brother, and fraternal relations, which are all expected to be recip- rocal, amiable, and respectful. Confucius particularly highlighted the significance of liand ren and the reciprocal relationship between the two in the five ethical principles. In 12.1 of Analects of Confucius, Yan Yuan asked about ren. The Master said:

“Conquer yourself and return to li: that is ren. If a person could conquer himself and return to li for a single day, the world would respond to him with ren. Being ren proceeds from oneself, how could it come from others?” Yan Yuan said, “May I ask for details of this?” The Master said, “If it is not li, don’t look at it; if it is not li, don’t listen to it; if it is not li, don’t say it; if it is not li, don’t do it.” Yan Yuan said, “Although I am not quick, I ask to apply myself to this.” (Eno, 2010a, p. 59)

Only by practicing the five ethical principles of ren, yi, li, zhi, and xin in this network of social relations can one cultivate oneself into a junzi or morally exemplary person. A typical non-Confucian is likely to misunderstand the Confucian concept of harmony as conformity. In fact, according to Confucius, harmony does not equate to conformity. The Master said in 13.23 of Analects of Confucius: “The junzi acts in harmony with others but does not seek to be like them; the small man seeks to be like others and does not act in harmony” (Eno, 2010a, p. 71). Confucius did not seek to impose his ideas onto others, either. For example, in 15.24 of Analects of Confucius, Zigong asked: “Is there a single saying that one may put into practice all one’s life?” The Master answered, “That would be ‘reciprocity’: That which you do not desire, do not do to others” (Eno, 2010a, p. 85). In Chenyang Li’s interpretation, conformity or “tong without adequate differences pre- cludes harmony” (2006, p. 586). A junzi is a morally exemplary person precisely because (s)he practices these five principles. “A major function of li (rites, rituals of propriety) is precisely to harmonize people of various kinds” (Li, 2006, p. 587). 1.12 Analects states: “Master You said: In the practice of li, harmony is the key. In the Dao of the kings of old, this was the beauty. In all affairs, great and small, follow this. Yet there is one respect in which one does not. To act in harmony simply because one understands what is har- monious, but not to regulate one’s conduct according to li, indeed, one cannot act in that way” (Eno, 2010a, p. 3). In The Doctrine of the Mean or Zhongyong (10), Confu- cius stated similarly: “The junzi acts harmoniously but does not join in vulgarity—the strength of the strong!” (Eno, 2010a, p. 5). To conclude, an authentic junzi, while prac- ticing the five ethical principles, promotes harmony while respecting differences (he er butong).

Sagehood (sheng ren) is the highest form of humanity above and beyond junzi. According to Hall and Ames (1987), a sage is essentially a master communicator who “transforms the world by what he says” (Analects, 16.8) in consistency with the five ethical principles. They further argue that becoming a Confucian sage requires constant attunement on the basis of thoughtful and creative communication. “The sage is one who knows the nature and conditions of some things or something by listening, by attuning his ear. Speaking from that condition of attunement his words serve to further the harmonious engagement that true communication both presupposes and effects” (Hall & Ames, 1987, p. 260). A Confucian sage is a living and breathing force of the dynamic unity of yin and yang—the Dao of the cosmos, both embodying and affording intrapersonal harmony, social harmony, and harmony with the cosmos.

Like any other philosophy, Confucianism, as a philosophy of communication, con- sists of several dimensions: the Confucian ontology, epistemology, and axiology in an integrated, overlapping, and holistic form.

The Confucian ontology of communication

The Confucian ontology, the Confucian view of reality, is that it is both holistic and malleable by nature. Ontologically, the cosmos, the social world, and a person are all interconnected processes of change and becoming, mutually influencing one another rather than being forms of immutable substance in isolation from one another and fur- ther isolable in finer detail. For example, “Thinking for Confucius contains elements of theoria and praxis inextricably combined” (Hall & Ames, 1987, p. 82) instead of con- ceptually separate and separable, dualistic, or dichotomous elements as in the typical modern Western view. Hall and Ames further argue that in the Confucian view, “What it means to be human is contingent, being redefined by man himself in the emergence of new circumstances” (1987, p. 97). By extension, the Confucian ontology of human com- munication is that it is constitutive of and transformative of social reality if it is properly enacted. Human interaction, according to Confucius, is an inseparable dimension of ever-changing interactive dynamics of the cosmos—a constant interplay between yinand yang, the two apparently contradictory, yet ultimately mutually complementary, vital forces of the universe. Such forces, with humans as an inherent part of them, are also creative, in such human actions as self-transcendence and self-cultivation (Cheng, 2010) or, for lack of a better word, cocreative (Wen, 2012).

The Confucian epistemology of communication

The Confucian way of knowing or epistemology can be described as predominantly qualitative and all-encompassing. As Chungying Cheng stated, the synergy of human experience of and human thinking about nature and society constitutes the very fountain of knowledge in the Confucian tradition (1991). It is unlike modern Western epistemology which privileges rational or logical thinking over human experience. He further elaborates that there are four core principles of the Confucian epistemology and methodology (Cheng, 2000):

  1. the principle of comprehensive observation by which knowledge is obtained inter- subjectively, historically, and holistically;

  2. the principle of congruence of reciprocal feelings: “Here one must be aware that for Confucius knowledge is not simply rational and logical cognition but a matter of correctly describing reality as feelingly experienced by a person in the community” (Cheng, 2000, p. 42);

  3. the principle of practice and self-cultivation: “Even though knowledge in a sense does reflect self and reality, because the self grows, and reality is in constant change, knowledge has to change as well and this requires the individual knower to live up to growth of self and changes in the world” (Cheng, 2000, p. 42);

  4. the principle of unity of virtues and reasons which leads to the Way or Dao via “the virtue of co-humanity and inter-humanity of ren. It is in this sense that knowl- edge would bring out the moral vision of humanity into reality in a gradual and continuous process of transformation” (Cheng, 2000, pp. 42–43).

The Confucian axiology of communication

The Confucian axiology or view of values in communication refers to the Confucian view of what should be on the basis of the Confucian view of what is. What is and what should be are so closely related that the two are simply integrated as “the Confucian onto-ethics” (Cheng, 2010, p. 3). As the ultimate reality, the cosmos is dynamic, trans- formative, and creative or cocreative in harmony. Humanity, as a part and product of the cosmos, should do all it can to maintain this harmony. With harmony as the abso- lute value, ren, benevolence or cohumanity, is articulated and emphasized as a universal virtue in The Analects of Confucius. It is “the product and goal of this movement between ritual action (li) and significating (yi), that is, the embodiment of the cultural tradi- tion as authoritative person (jen)” (Hall & Ames, 1987, pp. 110–111) or an exemplary person.

Harmony, or hexie, means “continual creative togetherness” (Wen, 2012, p. 442). Here is one of the most elaborate statements on the centrality of harmony in Confucianism in chapter 1 of The Centrality of the Mean. Confucius states: “Centered: this is the great root of the world. Harmonious: this is the ultimate Dao of the world. Reaching centered harmony, heaven and earth take their proper places and the things of the world are nurtured thereby” (Eno, 2010b, p. 2).

“Harmony is harmonization; real harmony is a dynamic process. It does not rule out strife, but uses strife in order to achieve greater harmony. Harmony comes from, and is maintained through, harmonization; it requires action” (Li, 2006, p. 592). The Confucian concept of harmony marks the definitive difference between Western truth- seeking philosophy, which tries to discover the world order by logic, and Chinese Dao- seeking philosophy, which tries to create the world order by cosmic-moral-aesthetic harmonization (Hall & Ames, 1998; Li, 2006). “The Confucian harmony model provides a solution with more stability and less cost to humanity” (Li, 2006, p. 600).

Harmonious communication, which is conducive to intrapersonal, interpersonal, social, and cosmic balance, is always put at the top of the Confucian priority list. It is typically characterized by mutuality, indirectness, aesthetic appeal, moderation, and flexibility. This explains why the Western type of debate, such as parliamentary pro- cedure and public speaking, which emphasizes the use of logos and pathos, are not as prevalent in East Asian Confucian circles—consisting of China, Japan, Korea, and Vietnam—as in Western countries. This also further explains why litigation is not as significant in East Asia as it is in Western countries such as the United States. Instead, mediation in East Asia is as important to East Asia as litigation is to the West. Media- tion, a moderate means of conflict management and resolution, is a win–win solution striving for social harmony as the ultimate ideal while appealing to reason, whereas litigation is a zero-sum game which aims to seek the truth and strive for justice.

Impact of Confucianism on communication theory

First of all, a host of modern communication or communication-friendly concepts have been created by the inspiration of Confucianism. For example, in social science disci- plines such as sociology, psychology, anthropology, and communication, the concept of guanxi or network, and the concept of face (lianmian) (Jia, 2001) or facework have been programmatically researched. As sociological concepts, both guanxi and lianmianare rooted in Confucianism.

A host of social science theories such as Fei Xiaotong’s concentric circle theory, Erv- ing Goffman’s impression management theory, Brown and Levinson’s politeness theory, Stella Ting-Toomey’s face-negotiation theory, the harmony theory of communication (Chen, 2001), and hehuoxue (or the study of harmony) (Zhang, 1996), are inspired by the Confucian ideas of lianmian and harmony. These are all rich illustrations of Confucianism as a philosophy of communication vital for the harmony and prosperity of all humanity. This explains why about 440 Confucian academies and 646 Confucian classrooms are open around the globe. To conclude, the Confucian philosophy of com- munication is a body of philosophical and intellectual resources which has the potential for bringing about harmony in the global village. Scholars of philosophy and theory of communication have just begun to inquire about Confucianism as a philosophy of communication. This entry is written with the intent to invite more creative scholarly inquiries into Confucianism as a philosophy of communication.


References and further readings

Chen, G. M. (2001). Toward transcultural understanding: A harmony theory of Chinese com- munication. In V. H. Milhouse, M. K. Asante, & P. O. Nwosu (Eds.), Transcultural realities: Interdisciplinary perspectives on cross-cultural relations (pp. 55–70). Thousand Oaks, CA: Sage.

Chen, G. M., & Chung, J. (2014). Intercultural communication studies by ACCS scholars on the Chinese: An updated bibliography. China Media Research, 10(1), 103–114.

Cheng, C. (1991). New dimensions of Confucian and neo-Confucian philosophy. Albany, NY: SUNY Press.

Cheng, C. (2000). Confucian onto-hermeneutics: Morality and ontology. Journal of Chinese Phi- losophy, 27(1), 33–68.

Cheng, C. (2010). Developing Confucian onto-ethics in a postmodern world/age. Journal of Chi- nese Philosophy, 37(1), 3–17.

Eno, R. (2010a). The Analects of Confucius (rev. trans.). Retrieved April 4, 2014 from http://www. indiana.edu/~p374/Analects_of_Confucius_%28Eno-2012%29.pdf

Eno, R. (2010b). The doctrine of the mean. Retrieved April 4, 2014 from http://www.indiana.edu/ ~p374/Doctrine_of_the_Mean.pdf

Hall, D., & Ames, R. T. (1987). Thinking through Confucius. Albany, NY: SUNY Press.
Hall, D., & Ames, R. (1998). Thinking from the Han. Albany, NY: SUNY Press.
Jia, W. (2001). The remaking of the Chinese character and identity in the 21st century: The Chinese

face practices. Westport, CT: Greenwood.
Kupperman, J. J. (2010). Confucian civility. Dao: A Journal of Comparative Philosophy, 9, 1–23. Li, C. (2006). The Confucian ideal of harmony. Philosophy East & West, 56(4), 583–603.
Smith, A. (1894). The Chinese characteristics. New York, NY: Fleming H. Revell.
Wen, H. (2012). Confucian co-creative ethics: Self and family. Frontiers of Philosophy, China,

7(3): 439–454. doi: 10.3868/S030-001-012-0026-7
Zhang, L. W. (1996). Hehuoxue: Ershiyishiji wenhuazhanlu de gouxiang [The study of harmony:

Conceptualizing the cultural strategies of the 21st century]. Beijing, China: Capital Normal Uni- versity Press.